Our Full 6039 Compliance Outsourcing Solution

Full Service = Peace of Mind. 

Our consultants with extensive Big-4 Accounting firm experience are available to provide practical advice and guidance concerning the anticipated Form 3921 and Form 3922 obligations, and manage the production, mailing, and filing of all requisite Forms 3921 and Forms 3922 for your US employees who exercise ISOs and/or participate in the ESPP in 2011 (“Affected Participants”).

Our 6039 E-File Only Solution

If your stock plan outsourcing vendor prepare and mail Form 3921/3922 statements to you employees, but they do not offer e-filing service, we can help.  All you need to do is to provide us with the same set of data that your vendor used to prepared the employee statements and our team will do the rest!

Straight-forward, "All Inclusive" Pricing

For most companies, our competitive pricing results in 30-50% savings compared to total fees that other firms charge for services performed by their associates who have far less equity compensation experience than our expert consultants.

Client Testimonials

“Really appreciated the service – I had a great peace of mind that everything was being handled correctly with this new reporting – this was especially important at a time of year that is already very, very busy for our Payroll dept!!”

“ISP provided exceptional value and service for us and we were able to meet the filing requirement and timeline for the form 3922. ISP delivered above and beyond our expectations and I highly recommend ISP.”

“ISP Advisors not only provided the support for all IRS filings and the printing of the 3921/3922 but were very flexible in dealing with our internal requirements. Review of the new IRS regulations and supporting consultation was first class.”

“The ISP team was easy to work with and was responsive to phone calls and emails and all deadlines were met. The ISP team was knowledgeable with 3921/3922 rules and regulations, which made the process easier for me.”

Helpful links

Below is a collection of IRS forms, instructions, and publications that discuss Form 3921 and Form 3922.

• Form 3921(for ISO exercises)

• Form 3922 (for ESPP purchases)

• Instructions for Form 3921 & 3922

• Publication 1220(provides information on e-filing of varius informational returns including Form 3921 and 3922)

• Publication 1179(provides information on substitute information statements)

• Publication 525(provides information for individuals on taxable income items, including income arising on ISOs and ESPPs)

• General Instructions for Certain Information Returns

• IRS  Bulletin 2009-49, T.D. 9471 (Employee Stock Purchase Plans Under IRC Section 423)

• IRS Bulletin 2009-49, T.D. 9470 (Information Reporting Requirements Under IRC Section 6039)